SEC Form 4/A · accession 0000899243-17-016065
MONRO, INC. · MNRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter J Solomon
Director
Period of report
Nov 18, 2016
Accepted (ET)
Jun 12, 2017 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Nov 18, 2016 | S | 5,000 | $57.5714 | D | 533,352 | I | Trustee |
| Common StockF4 | Nov 18, 2016 | S | 5,000 | $57.1175 | D | 528,352 | I | Trustee |
| Common StockF5 | Nov 21, 2016 | S | 10,000 | $57.4841 | D | 518,352 | I | Trustee |
| Common StockF6,F7 | Nov 21, 2016 | S | 5,000 | $57.2723 | D | 513,352 | I | Trustee |
| Common Stock (Holdings)F1 | holding | — | — | — | 396,826 | D | ||
| Common Stock (Holdings)F2 | holding | — | — | — | 538,352 | I | See Footnote | |
| Common Stock (Holdings) | holding | — | — | — | 1,000 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10,000 shares of Class C Preferred Stock, which are presently convertible into 233,888 shares of Common Stock of the Issuer.
- F2Includes 15,725 shares of Class C Preferred Stock of the Issuer convertible into 367,888 shares of Common Stock of the Issuer. These shares are held in trust for the benefit of Mr. Solomon's children and grandchildren. Mr. Solomon is a trustee of such trusts and, accordingly, may be deemed to have a beneficial interest therein. Mr. Solomon expressly disclaims beneficial ownership of securities held by such trusts, and this report shall not be deemed an admission that Mr. Solomon is the beneficial owner of such securities.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 to $57.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
- F6The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.25 to $57.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
- F7On November 22, 2016, the reporting person filed a Form 4 mistakenly reporting a sale of 10,000 shares of common stock that did not in fact occur. As of November 22, 2016, the reporting person indirectly owned 513,352 shares of common stock.