SEC Form 4 · accession 0000899243-15-007277
MONRO, INC. · MNRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gross
Officer — Executive Chairman · Director
Period of report
Aug 27, 2015
Accepted (ET)
Oct 29, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | G | 3,000 | $75.57 | D | 112,807 | D | |
| Common Stock | Oct 28, 2015 | M | 150,000 | $33.62 | A | 262,807 | D | |
| Common Stock | Oct 28, 2015 | J | 102,000 | $75.99 | D | 160,807 | D | |
| Common StockF2,F3 | Oct 28, 2015 | S | 26,711 | $76.0044 | D | 134,096 | D | |
| Common StockF3 | Oct 29, 2015 | S | 1,289 | $76.0113 | D | 132,807 | D | |
| HOLDING | holding | — | — | — | 115,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $33.62 | Oct 28, 2015 | M | 37,500 | D | Jan 3, 2012 | Jan 3, 2016 | COMMON STOCK | 37,500 | 0 | D |
| Common Stock | $33.62 | Oct 28, 2015 | M | 37,500 | D | Jan 3, 2013 | Jan 3, 2016 | COMMON STOCK | 37,500 | 0 | D |
| Common Stock | $33.62 | Oct 28, 2015 | M | 37,500 | D | Jan 3, 2014 | Jan 3, 2016 | COMMON STOCK | 37,500 | 0 | D |
| Common Stock | $33.62 | Oct 28, 2015 | M | 37,500 | D | Jan 3, 2015 | Jan 3, 2016 | COMMON STOCK | 37,500 | 0 | D |
Explanation of responses
- F1As permitted pursuant to the terms of the 2007 Incentive Stock Plan, the reporting person delivered these securities to the Issuer in order to pay for the exercise of options reported on Tables I and II and certain personal tax obligations related to such exercise. The securities were valued at the closing price of the Issuer's stock on October 28, 2015, the date on which the reporting person exercised the options and surrendered the shares.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.049, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request.
- F3The reporting person has completed all intended sales of the Issuer's stock as disclosed on his Form 144 dated October 28, 2015, which were undertaken for personal tax planning and diversification purposes.