SEC Form 4 · accession 0001209191-16-143456
TRANSENTERIX INC. · TRXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Slattery
Officer — EVP and CFO
Period of report
Oct 2, 2016
Accepted (ET)
Oct 3, 2016 · 7:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2016 | M | 66,666 | $0.00 | A | 239,053 | D | |
| Common StockF1 | Oct 2, 2016 | F | 22,133 | $1.69 | D | 216,920 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Oct 2, 2016 | M | 66,666 | A | Oct 2, 2016 | Oct 2, 2016 | Common Stock | 66,666 | 0 | D |
Explanation of responses
- F1Reflects a five-for-one reverse stock split effected March 31, 2014.
- F2This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.