SEC Form 5 · accession 0001209191-16-098294
TRANSENTERIX INC. · TRXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S. Stack
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 5,318,969 | I | By Synergy Life Science Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2014, the Issuer implemented a reverse stock split of its common stock at a ratio of 1-for-5.
- F2Synergy Venture Partners, LLC ("SVP LLC") sserves as the sole General Partner of Synergy Life Science Partners, LP ("Synergy"). Mr. Stack is a Manager of SVP LLC and shares voting and dispositive power over the shares held by Synergy. Mr. Stack disclaims beneficial ownership of the shares of the issuer held by Synergy, except to the extent of his or its proportionate pecuniary interest therein.