SEC Form 4 · accession 0001140361-17-033232
BION ENVIRONMENTAL TECHNOLOGIES INC · BNET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Orphanos
10% Owner
Period of report
Jun 16, 2016
Accepted (ET)
Aug 25, 2017 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | S | 10,000 | $0.93 | D | 120,263 | I | Joint with wife |
| Common Stock | Jun 16, 2016 | P | 699,667 | $0.797 | A | 1,385,374 | I | AGO Roth |
| Common Stock | Aug 8, 2016 | P | 5,000 | $0.86 | A | 5,000 | I | AGO IRA |
| Common Stock | Aug 8, 2016 | P | 10,000 | $0.93 | A | 15,000 | I | AGO IRA |
| Common Stock | Aug 15, 2016 | P | 3,500 | $0.86 | A | 18,500 | I | AGO IRA |
| Common Stock | Aug 16, 2016 | P | 6,500 | $0.86 | A | 25,000 | I | AGO IRA |
| Common Stock | Nov 8, 2016 | P | 3,606 | $0.95 | A | 28,606 | I | AGO IRA |
| Common Stock | Nov 9, 2016 | P | 500 | $0.96 | A | 29,106 | I | AGO IRA |
| Common Stock | Nov 10, 2016 | P | 894 | $0.96 | A | 30,000 | I | AGO IRA |
| Common Stock | Feb 28, 2017 | P | 5,000 | $1.00 | A | 35,000 | I | AGO IRA |
| Common Stock | Mar 31, 2017 | P | 5,000 | $1.00 | A | 40,000 | I | AGO IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $3.00 | Dec 31, 2016 | H | 30,000 | D | Jun 1, 2011 | Dec 31, 2016 | Common Stock | 30,000 | 0 | D |