SEC Form 4 · accession 0001140361-17-015621
BION ENVIRONMENTAL TECHNOLOGIES INC · BNET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Bassani
Officer — CEO · 10% Owner
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 56,577 | D | ||
| Common Stock | holding | — | — | — | 108,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 354,342 | I | By Wife | |
| Common Stock | holding | — | — | — | 400,000 | I | By Daughter (Trust) | |
| Common Stock | holding | — | — | — | 509,397 | I | By IRA | |
| Common Stock | holding | — | — | — | 10,050 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 276,104 | I | By Wife's IRA | |
| Common Stock | holding | — | — | — | 44,382 | I | By Wife's Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants DB-1-2016 | $1.00 | Apr 10, 2017 | G | 505,000 | D | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 505,000 | 295,000 | D |
| Warrants DB-1-2016 | $1.00 | Apr 10, 2017 | G | 105,000 | A | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 105,000 | 105,000 | I |
| Warrants DB-1-2016 | $1.00 | Apr 10, 2017 | G | 100,000 | A | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 100,000 | 100,000 | I |
| Warrants DB-1-2016 | $1.00 | Apr 10, 2017 | G | 50,000 | A | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 50,000 | 50,000 | I |