SEC Form 4 · accession 0001140361-16-086378
BION ENVIRONMENTAL TECHNOLOGIES INC · BNET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Smith
Officer — President · Director · 10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 536,097 | D | ||
| Common Stock | holding | — | — | — | 12,681 | I | Lotaylingkyur Fdn | |
| Common Stock | holding | — | — | — | 53,756 | I | By Wife | |
| Common Stock | holding | — | — | — | 177,591 | I | Jointly with Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $1.00 | Nov 9, 2016 | P | 40,000 | A | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 40,000 | 40,000 | D |