SEC Form 4 · accession 0001140361-16-086377
BION ENVIRONMENTAL TECHNOLOGIES INC · BNET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Bassani
Officer — CEO · 10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 56,577 | D | ||
| Common Stock | holding | — | — | — | 108,000 | I | By Daughter | |
| Common Stock | holding | — | — | — | 354,342 | I | By Wife | |
| Common Stock | holding | — | — | — | 400,000 | I | By Daughter (Trust) | |
| Common Stock | holding | — | — | — | 509,397 | I | By IRA | |
| Common Stock | holding | — | — | — | 10,050 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 276,104 | I | By Wife's IRA | |
| Common Stock | holding | — | — | — | 44,382 | I | By Wife's Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $1.00 | Nov 9, 2016 | P | 800,000 | A | Nov 9, 2016 | Dec 31, 2021 | Common Stock | 800,000 | 800,000 | D |