SEC Form 4 · accession 0000933430-17-000003
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford T Whitmore
Director · 10% Owner
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | Feb 13, 2017 | P | 15,700 | $5.20 | A | 343,030 | D | |
| Common Stock; $.10 par value | Feb 13, 2017 | P | 15,600 | $5.15 | A | 358,630 | D | |
| Common Stock; $.10 par value | Feb 13, 2017 | P | 4,669 | $5.145 | A | 363,299 | D | |
| Common Stock; $.10 par value | Feb 13, 2017 | P | 700 | $5.1435 | A | 363,999 | D | |
| Common Stock; $.10 par value | Feb 13, 2017 | P | 5,900 | $5.10 | A | 369,899 | D | |
| Common Stock; $.10 par value | Feb 14, 2017 | P | 6,069 | $5.45 | A | 375,968 | D | |
| Common Stock; $.10 par valueF1 | holding | — | — | — | 4,452,283 | I | By Sunray I, LLC | |
| Common Stock; $.10 par valueF2 | holding | — | — | — | 518,616 | I | By Grace Brothers, Ltd. | |
| Common Stock; $.10 par value | holding | — | — | — | 3,272 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- F2As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.