SEC Form 5 · accession 0000933430-17-000001
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford T Whitmore
Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Jan 11, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | Dec 27, 2016 | W | 3,272 | $0.00 | A | 3,272 | I | by daughter |
| Common Stock; $.10 par value | holding | — | — | — | 327,330 | D | ||
| Common Stock; $.10 par valueF1 | holding | — | — | — | 4,452,283 | I | by Sunray I, LLC | |
| Common Stock; $.10 par valueF2 | holding | — | — | — | 518,616 | I | by Grace Brothers, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- F2As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.