SEC Form 4 · accession 0000933430-16-000012
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford T Whitmore
Director · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | Nov 11, 2016 | P | 5,800 | $4.25 | A | 300,023 | D | |
| Common Stock; $.10 par value | Nov 11, 2016 | P | 100 | $4.2458 | A | 300,123 | D | |
| Common Stock; $.10 par value | Nov 11, 2016 | P | 14,100 | $4.245 | A | 314,223 | D | |
| Common Stock; $.10 par value | Nov 11, 2016 | P | 700 | $4.22 | A | 314,923 | D | |
| Common Stock; $.10 par value | Nov 15, 2016 | P | 11,450 | $4.25 | A | 326,373 | D | |
| Common Stock; $.10 par value | Nov 15, 2016 | P | 957 | $4.20 | A | 327,330 | D | |
| Common Stock; $.10 par valueF1 | holding | — | — | — | 4,452,283 | I | By Sunray I, LLC | |
| Common Stock; $.10 par valueF2 | holding | — | — | — | 518,616 | I | By Grace Brothers, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- F2As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.