SEC Form 4 · accession 0000933430-16-000011
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford T Whitmore
Director · 10% Owner
Period of report
Sep 9, 2016
Accepted (ET)
Sep 9, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | Sep 9, 2016 | P | 48,800 | $4.15 | A | 293,023 | D | |
| Common Stock; $.10 par value | Sep 9, 2016 | P | 400 | $4.14 | A | 293,423 | D | |
| Common Stock; $.10 par value | Sep 9, 2016 | P | 600 | $4.13 | A | 294,023 | D | |
| Common Stock; $.10 par value | Sep 9, 2016 | P | 200 | $4.12 | A | 294,223 | D | |
| Common Stock; $.10 par valueF1 | holding | — | — | — | 4,452,283 | I | By Sunray I, LLC | |
| Common Stock; $.10 par valueF2 | holding | — | — | — | 518,616 | I | By Grace Brothers, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- F2As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.