SEC Form 4 · accession 0000933430-16-000010
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford T Whitmore
Director · 10% Owner
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | Aug 2, 2016 | P | 3,248 | $4.09 | A | 197,486 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 100 | $4.08 | A | 197,586 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 2,257 | $4.07 | A | 199,843 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 2,350 | $4.06 | A | 202,193 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 4,296 | $4.05 | A | 206,489 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 100 | $4.04 | A | 206,589 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 2,266 | $4.03 | A | 208,855 | D | |
| Common Stock; $.10 par value | Aug 2, 2016 | P | 4,066 | $4.02 | A | 212,921 | D | |
| Common Stock; $.10 par value | Aug 3, 2016 | P | 3,026 | $4.27 | A | 215,947 | D | |
| Common Stock; $.10 par value | Aug 3, 2016 | P | 1,100 | $4.20 | A | 217,047 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 1,400 | $4.38 | A | 218,447 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 200 | $4.36 | A | 218,647 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 546 | $4.34 | A | 219,193 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 15 | $4.32 | A | 219,208 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 5 | $4.31 | A | 219,213 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 1,110 | $4.30 | A | 220,323 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 22,600 | $4.25 | A | 242,923 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 1,100 | $4.20 | A | 244,023 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 100 | $4.13 | A | 244,123 | D | |
| Common Stock; $.10 par value | Aug 4, 2016 | P | 100 | $4.11 | A | 244,223 | D | |
| Common Stock; $.10 par valueF1 | holding | — | — | — | 4,452,283 | I | By Sunray I, LLC | |
| Common Stock; $.10 par valueF2 | holding | — | — | — | 518,616 | I | By Grace Brothers, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- F2As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.