SEC Form 4 · accession 0000899243-16-021621
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Fain
Officer — CFO and Treasurer
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | holding | — | — | — | 61,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $4.2902 | Jun 1, 2016 | A | 20,000 | A | — | Jun 1, 2023 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These options vest as follows: 6,667 shares on 6/1/17; 6,667 shares on 6/1/18 and 6,666 shares on 6/1/19.