SEC Form 4 · accession 0000875657-15-000007
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Popielec
Officer — President and CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 9, 2015 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 par value | holding | — | — | — | 221,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $3.7103 | Mar 3, 2015 | A | 40,000 | A | Mar 3, 2016 | Mar 3, 2022 | Common Stock | 40,000 | 40,000 | D |
| Common Stock (Right to Buy)F2 | $3.7876 | Mar 5, 2015 | A | 20,000 | A | Mar 5, 2016 | Mar 5, 2022 | Common Stock; $.10 par value | 20,000 | 20,000 | D |
Explanation of responses
- F1These options vest as follows: 13,334 shares on 3/3/2016; 13,333 shares on 3/3/2017 amd 13,333 shares on 3/3/2018.
- F2These options vest as follows: 6,667 shares on 3/5/2016; 6,667 shares on 3/5/2017 amd 6,666 shares on 3/3/2018.