SEC Form 4 · accession 0000875657-15-000006
ULTRALIFE CORP · ULBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Fain
Officer — Vice President
Period of report
Mar 3, 2015
Accepted (ET)
Mar 9, 2015 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock , $.10 par value | holding | — | — | — | 61,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $3.7103 | Mar 3, 2015 | A | 30,000 | A | Mar 3, 2016 | Mar 3, 2022 | Common Stock; $.10 par value | 30,000 | 30,000 | D |
Explanation of responses
- F1These options vest as follows: 10,000 shares on 3/3/2016; 10,000 shares on 3/3/2017 and 10,000 shares on 3/3/2018.