SEC Form 4/A · accession 0001209191-18-021627
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rainer Schewe
Officer — EVP Global Supply Chain
Period of report
Jan 10, 2018
Accepted (ET)
Mar 26, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 10, 2018 | A | 1,480 | $0.00 | A | 8,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis.
- F2Amendment filed to correct the "Amount of Securities Beneficially Owned Following Reported Transactions" which was incorrectly stated as 10,130 in the original filing.