SEC Form 4 · accession 0001209191-18-003309
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Miller
Officer — VP, Chief Procurement Officer
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2018 | A | 1,441 | $0.00 | A | 48,969 | D | |
| Common StockF2 | Jan 9, 2018 | F | 1,099 | $37.90 | D | 47,870 | D | |
| Common Stock | holding | — | — | — | 2,146 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,000 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance shares. The performance shares settled on the third anniversary of the grant date based upon the Company's return on invested capital during the performance period.
- F2Includes 3,643 shares acquired in aggregate by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.