SEC Form 4 · accession 0001209191-17-054042
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Gingo
Officer — President & CEO · Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2017 | F | 20,630 | $34.05 | D | 296,783 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Joseph M. Gingo Trust | |
| Common Stock | holding | — | — | — | 17,500 | I | By Linda L. Gingo Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 671 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.