SEC Form 4 · accession 0001209191-17-004286
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek R Bristow
Officer — SVP & GM - APAC
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | A | 2,542 | $0.00 | A | 28,601 | D | |
| Common Stock | Jan 13, 2017 | F | 1,958 | $33.05 | D | 26,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance shares. The performance shares settled on the third anniversary of the grant date based upon the Company's return on invested capital during the performance period.