SEC Form 4 · accession 0001209191-17-003699
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Gingo
Officer — President & CEO · Director
Period of report
Jan 11, 2017
Accepted (ET)
Jan 13, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $32.55 | Jan 11, 2017 | A | 43,750 | A | Jan 11, 2020 | Jan 11, 2027 | Common Stock | 43,750 | 43,750 | D |