SEC Form 4 · accession 0001209191-16-145025
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Richardson
Officer — EVP - Chief Financial Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 5, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents a grant of restricted stock units which restrictions lapse in equal increments on the first three anniversaries of the grant date. On such dates, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis.