SEC Form 4 · accession 0001209191-16-142809
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Gingo
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2016 | A | 25,000 | $0.00 | A | 191,462 | D | |
| Common StockF2 | Sep 22, 2016 | A | 125,000 | $0.00 | A | 316,462 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Joseph M. Gingo Trust | |
| Common Stock | holding | — | — | — | 17,500 | I | By Linda L. Gingo Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents a grant of fully vested and unrestricted shares of common stock.
- F2Award represents a grant of restricted stock units which restrictions lapse in equal increments on the first three anniversaries of the grant date. On such dates, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis.