SEC Form 4 · accession 0001209191-16-137028
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mitarotonda
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 12, 2016 | P | 50,000 | $21.954 | A | 297,678 | I | By Barington Companies Equity Partners, L.P |
| Common Stock | holding | — | — | — | 30,426 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $21.84-$22.06. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares purchased at each price.
- F2The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P.
- F3The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.