SEC Form 4 · accession 0001209191-16-133388
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas K Gunther
Officer — EVP - Chief Human Resources
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | A | 1,530 | $0.00 | A | 1,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis.