SEC Form 4 · accession 0001209191-16-091780
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Gingo
Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | A | 2,736 | $0.00 | A | 166,462 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Joseph M. Gingo Trust | |
| Common Stock | holding | — | — | — | 17,500 | I | By Linda L. Gingo Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award grant issued pursuant to the A. Schulman, Inc. Amended and Restated 2006 Incentive Plan (the "2006 Plan"). Pursuant to the 2006 Plan, the reporting person received a grant of shares of fully vested and unrestricted common stock.