SEC Form 4 · accession 0001209191-16-091723
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Middleton
Officer — SVP GM USCAN
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 13, 2016 | A | 2,140 | $0.00 | A | 2,292 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents a grant of restricted stock which restrictions lapse on the third anniversary of the grant date.
- F2Includes 152 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.