SEC Form 4 · accession 0001209191-16-091316
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Minc
Officer — V.P. & Chief Legal Officer
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2016 | A | 14,238 | $0.00 | A | 53,451 | D | |
| Common StockF1 | Jan 11, 2016 | F | 6,025 | $21.49 | D | 47,426 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,675 shares acquired in aggregate by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.