SEC Form 4 · accession 0001209191-16-091314
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald B. McMillan
Officer — VP - Chief Information Officer
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2016 | A | 3,612 | $0.00 | A | 20,564 | D | |
| Common StockF1 | Jan 11, 2016 | F | 1,709 | $21.49 | D | 18,855 | D | |
| Common StockF1 | Jan 13, 2016 | P | 1,240 | $24.0599 | A | 20,095 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,829 shares acquired in aggregate by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.