SEC Form 4 · accession 0001209191-15-004295
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heinrich Lingnau-Schneider
Officer — VP & General Manager - Europe
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 8:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2015 | M | 1,176 | $0.00 | A | 6,910 | D | |
| Common Stock | Jan 12, 2015 | A | 1,851 | $0.00 | A | 8,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 12, 2015 | M | 1,176 | D | Jan 12, 2015 | Jan 12, 2015 | Common Stock | 1,176 | 0 | D |
Explanation of responses
- F1Vesting of a grant of restricted stock units which restrictions lapsed on the third anniversary of the grant date.
- F21-for-1