SEC Form 4 · accession 0002153871-26-000002
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gautam Ramdas
Officer — President and CEO
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 9:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2026 | A | 43,805 | $0.00 | A | 118,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.08 | Sep 4, 2026 | A | 15,278 | A | — | Aug 31, 2036 | Common Stock | 15,278 | 15,278 | D |
Explanation of responses
- F1These shares were issued as a stock award under the Northern Technologies International Corporation 2024 Stock Incentive Plan.
- F2This option vests with respect to 5,092 shares on September 4, 2027 and with respect to 5,093 shares on each of September 4, 2028 and September 4, 2029.