SEC Form 4 · accession 0001526513-18-000007
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew C Wolsfeld
Officer — CFO and Corporate Secretary
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 67,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $36.45 | Sep 1, 2018 | A | 10,198 | A | Sep 1, 2019 | Aug 31, 2028 | Common Stock | 10,198 | 10,198 | D |
Explanation of responses
- F1Includes 596 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.