SEC Form 4 · accession 0001526513-17-000007
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramani Narayan
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | M | 4,000 | $10.25 | A | 19,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.25 | Aug 31, 2017 | M | 4,000 | D | — | Aug 31, 2017 | Common Stock | 4,000 | 0 | D |
| Stock Option (right to buy)F2 | $18.35 | Sep 1, 2017 | A | 4,000 | A | — | Aug 31, 2027 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1This option fully vested on September 1, 2013.
- F2This option will be fully vested on September 1, 2018.