SEC Form 4 · accession 0001526513-16-000020
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew C Wolsfeld
Officer — CFO and Corporate Secretary
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 67,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.40 | Sep 1, 2016 | A | 5,940 | A | — | Aug 31, 2026 | Common Stock | 5,940 | 5,940 | D |
Explanation of responses
- F1Includes 476 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.
- F2This option vests with respect to 1,980 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.