SEC Form 4 · accession 0001526513-15-000013
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew C Wolsfeld
Officer — CFO and Corporate Secretary
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 66,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.85 | Sep 1, 2015 | A | 5,386 | A | — | Aug 31, 2025 | Common Stock | 5,386 | 5,386 | D |
Explanation of responses
- F1Includes 423 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.
- F2This option vests with respect to 1,795 shares on each of September 1, 2016, September 1, 2017 and with respect to 1,796 shares on September 1, 2018.