SEC Form 4 · accession 0001526513-15-000001
NORTHERN TECHNOLOGIES INTERNATIONAL CORP · NTIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Nigon
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 2,333 | $10.20 | A | 9,333 | D | |
| Common Stock | Jan 15, 2015 | F | 1,056 | $22.53 | D | 8,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $10.20 | Jan 15, 2015 | M | 2,333 | D | — | Feb 1, 2015 | Common Stock | 2,333 | 0 | D |
Explanation of responses
- F1This option has fully vested.