SEC Form 4 · accession 0001665940-16-000028
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Nell
Officer — EVP, CFO
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 4,741 | $54.33 | A | 77,027 | D | |
| Common Stock | Aug 30, 2016 | M | 6,202 | $48.46 | A | 83,229 | D | |
| Common Stock | Aug 30, 2016 | M | 3,729 | $36.65 | A | 86,958 | D | |
| Common Stock | Aug 30, 2016 | M | 5,147 | $55.94 | A | 92,105 | D | |
| Common Stock | Aug 30, 2016 | M | 1,417 | $58.76 | A | 93,522 | D | |
| Common Stock | Aug 30, 2016 | M | 3,678 | $55.74 | A | 97,200 | D | |
| Common Stock | Aug 30, 2016 | F | 24,914 | $68.9484 | D | 72,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock OptionsF1,F2 | $54.33 | Aug 30, 2016 | M | 4,741 | D | — | — | Common Stock | 4,741 | 0 | D |
| 2008 Stock OptionsF1,F2 | $48.46 | Aug 30, 2016 | M | 6,202 | D | — | — | Common Stock | 6,202 | 6,202 | D |
| 2009 Stock OptionsF1,F2 | $36.65 | Aug 30, 2016 | M | 3,729 | D | — | — | Common Stock | 3,729 | 7,457 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Aug 30, 2016 | M | 5,147 | D | — | — | Common Stock | 5,147 | 10,294 | D |
| 2012 Stock OptionsF1,F2 | $58.76 | Aug 30, 2016 | M | 1,417 | D | — | — | Common Stock | 1,417 | 2,835 | D |
| 2013 Stock OptionsF1,F2 | $55.74 | Aug 30, 2016 | M | 3,678 | D | — | — | Common Stock | 3,678 | 7,356 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.