SEC Form 5 · accession 0001248915-19-000053
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Nell
Officer — EVP, CFO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2017 | S | 4,387 | $92.5999 | D | 0 | I | Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell |
| Common Stock | Dec 18, 2017 | S | 307 | $92.6803 | D | 0 | I | Forrest Robert Nell Irrevocable Trust of 2016 |
| Common Stock | Dec 18, 2017 | S | 307 | $92.775 | D | 0 | I | Emma Eleanor Nell Irrevocable Trust of 2016 |
| Common Stock | Dec 18, 2017 | S | 307 | $92.6803 | D | 0 | I | Stefani Grace Nell Irrevocable Trust of 2016 |
| Common Stock | Dec 18, 2017 | S | 307 | $92.645 | D | 0 | I | Sara Rose Nell Irrevocable Trust of 2016 |
| Common Stock | Dec 18, 2017 | S | 307 | $92.639 | D | 0 | I | Natalie Ann Nell Irrevocable Trust of 2016 |
| Common Stock | Dec 31, 2018 | A | 35 | $0.00 | A | 35 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 5.
- F2The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $92.57 to 92.73, inclusive.