SEC Form 5 · accession 0001248915-19-000052
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Maun
Officer — EVP, Chief Credit Officer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | G | 510 | $95.62 | D | 16,239 | D | |
| Common StockF1 | Mar 2, 2018 | D | 161 | $0.00 | D | 16,078 | D | |
| Common StockF3 | Dec 31, 2018 | J | 122 | $0.00 | A | 16,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2015.
- F2These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
- F3121.5049 shares are related to Mr. Maun's BOK Thrift Plan holdings only. Mr. Maun also owns 16,078 shares directly as of 12/31/2018.