SEC Form 4 · accession 0001248915-18-000070
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Nell
Officer — EVP, CFO
Period of report
Mar 28, 2018
Accepted (ET)
Mar 29, 2018 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | M | 5,148 | $55.94 | A | 72,061 | D | |
| Common Stock | Mar 28, 2018 | M | 1,418 | $58.76 | A | 73,479 | D | |
| Common Stock | Mar 28, 2018 | F | 6,566 | $97.8632 | D | 66,913 | D | |
| Common Stock | Mar 28, 2018 | S | 8,011 | $98.12 | D | 58,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Stock OptionsF1,F2 | $55.94 | Mar 28, 2018 | M | 5,148 | D | — | — | Common Stock | 5,148 | 0 | D |
| 2012 Stock OptionsF1,F2 | $58.76 | Mar 28, 2018 | M | 1,418 | D | — | — | Common Stock | 1,418 | 0 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.