SEC Form 4 · accession 0001248915-17-000132
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E. Piper
Officer — EVP - Consumer Banking
Period of report
Dec 5, 2017
Accepted (ET)
Dec 6, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | M | 886 | $48.46 | A | 37,710 | D | |
| Common Stock | Dec 5, 2017 | M | 1,927 | $36.65 | A | 39,637 | D | |
| Common Stock | Dec 5, 2017 | M | 381 | $48.30 | A | 40,018 | D | |
| Common Stock | Dec 5, 2017 | M | 363 | $55.94 | A | 40,381 | D | |
| Common Stock | Dec 5, 2017 | F | 3,557 | $89.5951 | D | 36,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Stock OptionsF1,F2 | $48.46 | Dec 5, 2017 | M | 886 | D | — | — | Common Stock | 886 | 0 | D |
| 2009 Stock OptionsF1,F2 | $36.65 | Dec 5, 2017 | M | 1,927 | D | — | — | Common Stock | 1,927 | 1,927 | D |
| 2010 Stock OptionsF1,F2 | $48.30 | Dec 5, 2017 | M | 381 | D | — | — | Common Stock | 381 | 764 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Dec 5, 2017 | M | 363 | D | — | — | Common Stock | 363 | 726 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.