SEC Form 5 · accession 0001248915-17-000054
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Maun
Officer — EVP, Chief Credit Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2016 | J | 3,198 | $0.00 | D | 12,837 | D | |
| Common Stock | Dec 31, 2016 | J | 517 | $0.00 | D | 0 | I | Theresa Beth Maun Revocable Trust (1997) |
| Common Stock | Dec 31, 2016 | J | 3,715 | $0.00 | A | 13,026 | I | Marc Christopher Maun Revocable Trust (1997) |
| Common StockF5 | Dec 31, 2016 | J | 116 | $0.00 | A | 12,953 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Maun transferred 3,198 shares from shares directly held to Marc Christopher Maun Revocable Trust.
- F21,518 shares were previously reported as indirect and held in the name of Marc Maun and Theresa Maun.
- F3Mr. Maun transferred 517 shares from shares indirectly held in Theresa Beth Maun Revocable Trust to Marc Christopher Maun Revocable Trust.
- F4These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
- F5116.4848 shares are related to Mr. Maun's BOK Thrift Plan holdings only. Mr. Maun also owns 12,837 shares directly as of 12/31/2016.