SEC Form 5 · accession 0001248915-17-000048

BOK FINANCIAL CORP · BOKF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steven E Nell

Officer — EVP, CFO

Period of report

Dec 31, 2016

Accepted (ET)

Feb 14, 2017 · 12:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000875357

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 16, 2016	G	30	$79.85	D	64,256	D
Common Stock	Nov 17, 2016	G	50	$80.53	D	64,206	D
Common Stock	Dec 27, 2016	J	7,985	$0.00	D	56,221	D
Common Stock	Dec 27, 2016	J	6,320	$0.00	A	6,320	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	Dec 27, 2016	J	333	$0.00	A	333	I	Forrest Robert Nell Irrevocable Trust of 2016
Common Stock	Dec 27, 2016	J	333	$0.00	A	333	I	Emma Eleanor Nell Irrevocable Trust of 2016
Common Stock	Dec 27, 2016	J	333	$0.00	A	333	I	Stefani Grace Nell Irrevocable Trust of 2016
Common Stock	Dec 27, 2016	J	333	$0.00	A	333	I	Sara Rose Nell Irrevocable Trust of 2016
Common Stock	Dec 27, 2016	J	333	$0.00	A	333	I	Natalie Ann Nell Irrevocable Trust of 2016
Common Stock	Dec 28, 2016	J	2,000	$0.00	D	54,221	D
Common Stock	Dec 28, 2016	J	2,000	$0.00	A	8,320	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock^F3,F4	Dec 29, 2016	S	4,320	$82.6264	D	4,000	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	Dec 30, 2016	G	15	$83.04	D	54,206	D
Common Stock^F5,F6	Jan 3, 2017	S	2,000	$81.508	D	2,000	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	Jan 4, 2017	S	2,000	$83.33	D	0	I	Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell
Common Stock	Jan 4, 2017	S	333	$83.30	D	0	I	Forrest Robert Nell Irrevocable Trust of 2016
Common Stock	Jan 4, 2017	S	333	$83.30	D	0	I	Emma Eleanor Nell Irrevocable Trust of 2016
Common Stock	Jan 4, 2017	S	333	$83.30	D	0	I	Stefani Grace Nell Irrevocable Trust of 2016
Common Stock	Jan 4, 2017	S	333	$83.30	D	0	I	Sara Rose Nell Irrevocable Trust of 2016
Common Stock	Jan 4, 2017	S	333	$83.30	D	0	I	Natalie Ann Nell Irrevocable Trust of 2016
Common Stock^F8	Dec 31, 2016	J	29	$0.00	A	54,235	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Mr. Nell transferred 7,985 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell, Forrest Robert Nell Irrevocable Trust of 2016, Emma Eleanor Nell Irrevocable Trust of 2016, Stefani Grace Nell Irrevocable Trust of 2016, Sara Rose Nell Irrevocable Trust of 2016, and Natalie Ann Nell Irrevocable Trust of 2016.
F2Mr. Nell transferred 2,000 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell.
F3The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F4The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.53 to 82.75, inclusive.
F5The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
F6The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $81.45 to 81.59, inclusive.
F7These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
F828.6869 shares are related to Mr. Nell's BOK Thrift Plan holdings only. Mr. Nell also owns 54,206 shares directly as of 12/31/2016.