SEC Form 4 · accession 0001248915-16-000254
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E. Piper
Officer — EVP - Consumer Banking
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 1,120 | $58.76 | A | 35,448 | D | |
| Common Stock | Dec 9, 2016 | M | 1,330 | $55.74 | A | 36,778 | D | |
| Common Stock | Dec 9, 2016 | F | 2,149 | $83.5498 | D | 34,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2012 Stock OptionsF1,F2 | $58.76 | Dec 9, 2016 | M | 1,120 | D | — | — | Common Stock | 1,120 | 1,120 | D |
| 2013 Stock OptionsF1,F2 | $55.74 | Dec 9, 2016 | M | 1,330 | D | — | — | Common Stock | 1,330 | 1,330 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.