SEC Form 4 · accession 0001248915-16-000249
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald T Parker
Officer — EVP, Chief Information Officer
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 5,933 | $48.46 | A | 41,952 | D | |
| Common Stock | Nov 22, 2016 | M | 14,309 | $36.65 | A | 56,261 | D | |
| Common Stock | Nov 22, 2016 | M | 3,201 | $55.94 | A | 59,462 | D | |
| Common Stock | Nov 22, 2016 | M | 5,466 | $55.74 | A | 64,928 | D | |
| Common Stock | Nov 22, 2016 | F | 23,011 | $80.7311 | D | 41,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Stock OptionsF1,F2 | $48.46 | Nov 22, 2016 | M | 5,933 | D | — | — | Common Stock | 5,933 | 0 | D |
| 2009 Stock OptionsF1,F2 | $36.65 | Nov 22, 2016 | M | 14,309 | D | — | — | Common Stock | 14,309 | 0 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Nov 22, 2016 | M | 3,201 | D | — | — | Common Stock | 3,201 | 0 | D |
| 2013 Stock OptionsF1,F2 | $55.74 | Nov 22, 2016 | M | 5,466 | D | — | — | Common Stock | 5,466 | 0 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.