SEC Form 4 · accession 0001248915-16-000248
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E. Piper
Officer — EVP - Consumer Banking
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 715 | $54.33 | A | 33,598 | D | |
| Common Stock | Nov 16, 2016 | M | 886 | $48.46 | A | 34,484 | D | |
| Common Stock | Nov 16, 2016 | M | 1,927 | $36.65 | A | 36,411 | D | |
| Common Stock | Nov 16, 2016 | M | 381 | $48.30 | A | 36,792 | D | |
| Common Stock | Nov 16, 2016 | M | 363 | $55.94 | A | 37,155 | D | |
| Common Stock | Nov 16, 2016 | M | 1,120 | $58.76 | A | 38,275 | D | |
| Common Stock | Nov 16, 2016 | M | 1,330 | $55.74 | A | 39,605 | D | |
| Common Stock | Nov 16, 2016 | F | 4,155 | $78.9466 | D | 35,450 | D | |
| Common Stock | Nov 16, 2016 | F | 1,122 | $78.9452 | D | 34,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock OptionsF1,F2 | $54.33 | Nov 16, 2016 | M | 715 | D | — | — | Common Stock | 715 | 0 | D |
| 2008 Stock OptionsF1,F2 | $48.46 | Nov 16, 2016 | M | 886 | D | — | — | Common Stock | 886 | 886 | D |
| 2009 Stock OptionsF1,F2 | $36.65 | Nov 16, 2016 | M | 1,927 | D | — | — | Common Stock | 1,927 | 3,854 | D |
| 2010 Stock OptionsF1,F2 | $48.30 | Nov 16, 2016 | M | 381 | D | — | — | Common Stock | 381 | 763 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Nov 16, 2016 | M | 363 | D | — | — | Common Stock | 363 | 726 | D |
| 2012 Stock OptionsF1,F2 | $58.76 | Nov 16, 2016 | M | 1,120 | D | — | — | Common Stock | 1,120 | 2,240 | D |
| 2013 Stock OptionsF1,F2 | $55.74 | Nov 16, 2016 | M | 1,330 | D | — | — | Common Stock | 1,330 | 2,660 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.