SEC Form 4 · accession 0001248915-16-000246
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Bradshaw
Officer — President & CEO · Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 4,283 | $36.65 | A | 87,231 | I | Steven G. Bradshaw Revocable Trust |
| Common Stock | Nov 11, 2016 | M | 2,472 | $55.94 | A | 89,703 | I | Steven G. Bradshaw Revocable Trust |
| Common Stock | Nov 11, 2016 | M | 1,847 | $58.76 | A | 91,550 | I | Steven G. Bradshaw Revocable Trust |
| Common Stock | Nov 11, 2016 | M | 3,384 | $55.74 | A | 94,934 | I | Steven G. Bradshaw Revocable Trust |
| Common Stock | Nov 11, 2016 | F | 9,666 | $76.9473 | D | 85,268 | I | Steven G. Bradshaw Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2009 Stock OptionsF1,F2 | $36.65 | Nov 11, 2016 | M | 4,283 | D | — | — | Common Stock | 4,283 | 0 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Nov 11, 2016 | M | 2,472 | D | — | — | Common Stock | 2,472 | 0 | D |
| 2012 Stock OptionsF1,F2 | $58.76 | Nov 11, 2016 | M | 1,847 | D | — | — | Common Stock | 1,847 | 0 | D |
| 2013 Stock OptionsF1,F2 | $55.74 | Nov 11, 2016 | M | 3,384 | D | — | — | Common Stock | 3,384 | 0 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.