SEC Form 4 · accession 0001248915-16-000244
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Marc Maun
Officer — EVP, Chief Credit Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 847 | $54.33 | A | 14,855 | D | |
| Common Stock | Nov 9, 2016 | M | 1,079 | $48.46 | A | 15,934 | D | |
| Common Stock | Nov 9, 2016 | M | 318 | $48.30 | A | 16,252 | D | |
| Common Stock | Nov 9, 2016 | M | 298 | $55.94 | A | 16,550 | D | |
| Common Stock | Nov 9, 2016 | M | 871 | $58.76 | A | 17,421 | D | |
| Common Stock | Nov 9, 2016 | F | 3,413 | $74.3616 | D | 14,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock OptionsF1,F2 | $54.33 | Nov 9, 2016 | M | 847 | D | — | — | Common Stock | 847 | 0 | D |
| 2008 Stock OptionsF1,F2 | $48.46 | Nov 9, 2016 | M | 1,079 | D | — | — | Common Stock | 1,079 | 1,079 | D |
| 2010 Stock OptionsF1,F2 | $48.30 | Nov 9, 2016 | M | 318 | D | — | — | Common Stock | 318 | 636 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Nov 9, 2016 | M | 298 | D | — | — | Common Stock | 298 | 596 | D |
| 2012 Stock OptionsF1,F2 | $58.76 | Nov 9, 2016 | M | 871 | D | — | — | Common Stock | 871 | 1,742 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.