SEC Form 4 · accession 0001248915-16-000241
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Morrow
Officer — Director-Financial Accounting
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 179 | $36.65 | A | 10,253 | D | |
| Common Stock | Nov 2, 2016 | M | 64 | $48.30 | A | 10,317 | D | |
| Common Stock | Nov 2, 2016 | M | 82 | $55.94 | A | 10,399 | D | |
| Common Stock | Nov 2, 2016 | F | 325 | $70.2385 | D | 10,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2009 Stock OptionsF1,F2 | $36.65 | Nov 2, 2016 | M | 179 | D | — | — | Common Stock | 179 | 0 | D |
| 2010 Stock OptionsF1,F2 | $48.30 | Nov 2, 2016 | M | 64 | D | — | — | Common Stock | 64 | 0 | D |
| 2011 Stock OptionsF1,F2 | $55.94 | Nov 2, 2016 | M | 82 | D | — | — | Common Stock | 82 | 0 | D |
Explanation of responses
- F1For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F2Options expire 3 years after vesting.