SEC Form 4 · accession 0001248915-15-000136
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald T Parker
Officer — Chief Risk Officer
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 7,155 | $36.65 | A | 31,362 | D | |
| Common Stock | Nov 20, 2015 | M | 3,200 | $55.94 | A | 34,562 | D | |
| Common StockF1,F2 | Nov 23, 2015 | F | 10,355 | $69.2515 | D | 24,207 | D | |
| Common Stock | Nov 23, 2015 | M | 5,932 | $48.46 | A | 30,139 | D | |
| Common StockF3,F4 | Nov 24, 2015 | F | 5,932 | $68.6884 | D | 24,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2009 Stock OptionsF5,F6 | $36.65 | Nov 20, 2015 | M | 7,155 | D | — | — | Common Stock | 7,155 | 7,155 | D |
| 2011 Stock OptionsF5,F6 | $55.94 | Nov 20, 2015 | M | 3,200 | D | — | — | Common Stock | 3,200 | 1,600 | D |
| 2008 Stock OptionsF5,F6 | $48.46 | Nov 23, 2015 | M | 5,932 | D | — | — | Common Stock | 5,932 | 5,933 | D |
Explanation of responses
- F1The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F2The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $68.97 to 69.45, inclusive.
- F3The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F4The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $68.672 to 68.89, inclusive.
- F5For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F6Options expire 3 years after vesting.